In the wake of several high-profile enforcement actions in the U.S. and abroad, trade surveillance has come under intense regulatory scrutiny. In this article, Joe Schifano, Head of Global Regulatory ...

Client Launchpad: A dedicated space to leverage comprehensive digital asset capabilities from DTCC Digital Assets. Clients can explore and develop their own innovative use cases without substantial ...

According to Ponzio, there is a wide range of the buy-side’s adoption of algorithms. Some use algorithms, but only manually, and don’t really measure performance, but instead use poor benchmarks like ...

At Markets Media’s inaugural Women in Finance Awards, Stacey Cunningham won the award for Excellence in Exchanges 2015 when she was chief operating officer at the New York Stock Exchange. She went on ...

While SecureWorks, which provides security software, will be the first U.S. tech IPO of 2016, it shouldnt be confused with attention-grabbing startups garnering billion-dollar valuations. (Bloomberg) ...

With Polen Capitals new Global Growth Equity Strategy, Julian Pick and his team are willing to wait for the perfect opportunity. Reading the reports in the media, one would assume that every hedge ...

The three areas of focus for the SEC are AI washing, fraud and deception, and conflicts, according to Chair Gensler.

The global effort to combat climate change is intensifying, as is the demand for innovative market-based solutions.

TraditionData has hired Chris Dearie as Chief Operating Officer. Dearie has nearly 25 years career in financial services in a ...

Total multi-listed options volume for the MIAX Exchange Group reached 124.6 million contracts, a 7.0% increase year-over-year ...

Fixed income delivered over $60bn of net inflows across BlackRock and the firm believes a continued path of central bank ...

Using a playbook to identify stocks that are signaling a breakout provides an unemotional mindset for active traders to help ...